Regulatory & Compliance

Regulatory issues affect all corporations. At Oppenheim Legal we react strategically to these issues, evoking our specialised understanding of complex corporate and financial transactions of the highest stakes to provide superior, tailored responses for our clients.

INSIGHTS

Study the regulations

Organisations are required to comply with various laws, codes, standards and regulations. Contravention can lead to civil and criminal sanctions for the company as well as individuals under certain circumstances. Familiarising oneself with these rules is crucial to averting breach and the hazardous consequences that may follow.

Observe Regulator objectives

Understanding how regulators such as ASIC, APRA and the ACCC operate is integral to generating practical solutions to regulatory issues. It is both prudent and essential action to obtain expert advice when confronting these bodies.

Adopt a Corporate Compliance Program

Corporate Compliance Programs work to your advantage by providing a clear framework under which all employees will operate, negating the occurrence of contravention. Legal advice on program structure will work to best meet the specific needs of your corporation.

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